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CASS 9 Statements

Where a firm holds client money it must send a statement to clients at least once a year confirming how much client money is held for them at a set point in time.  The new Client Asset (CASS) regime, implemented by UK regulated firms by the 1st June 2015, reminded of the need to send an annual statement and also introduced specific CASS rules about sending adhoc and copy client money statements.  If firms were not already sending annual client money statements the CASS changes reminder means that these have now been introduced.